We have top experience across all affected AML sectors and great working relationships with the regulators.
Our documentation builds directly from the raw legislation and AML Supervisor guidance so you have things completely covered. We explain and train until you own it.
Best of breed Risk Assessments, Programmes and forms. Concise flowcharts and diagrams to guide staff. Templates for Board reports and resolutions, and the best training guides. Ask us about great EIV solutions.
We use a full range of remote and in-person advice and training options to upskill everyone in your business to move them to peak effectiveness and minimum stress.
We walk you through, and design, highly effective governance, risk and compliance processes tailored exactly to your needs. We cut the waste and accentuate the returns.
A well-placed chat with an entity’s Supervisor can often carve thousands off compliance costs. You don’t know what you don’t know till you analyse what you're doing properly. Plus we’re experienced litigators.
Marty and co-author Victoria Scott, lead AML lawyer at DIA, wrote The Anti-Money Laundering Regime: A Practical Guide (LexisNexis), a book simplifying the AML regime for reporting entities who want to create and maintain their AML systems, and for specialists advising in the area.
Marty co-wrote a concise summary of the Act, drawing together its associated regulations and the vast array of sometimes confusing Supervisor, FIU and other guidance that applies to NZ reporting entities.
His co-author is the lead AML lawyer at the DIA. They covered the Act, regulations and the numerous sources of guidance you need to know about and what they say.
The book concisely covers areas such as: